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Swan DFW Financial Solutions, LLC

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Client assets under management

$33,751,150

Clients

112

0% high-net worth

Advisors

2

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

More info

Clients per advisor

56

Typical

Average account size

$301,350

About

SWAN DFW Financial Solutions, LLC advises individual clients and small business owners on portfolio management and financial planning, and reports roughly $33.75 million in assets under management across two advisors and about 112 clients. The firm provides both discretionary and non-discretionary asset management, prepares Investment Policy Statements, and offers fee-based comprehensive financial planning engagements.

The firm’s investment process uses Modern Portfolio Theory and a long-term strategy, drawing on tools such as Morningstar and MoneyGuidePro, and monitors accounts through periodic (quarterly or annual) reviews and rebalancing. SWAN DFW typically recommends custodians such as Interactive Brokers or Charles Schwab, may introduce third‑party money managers for clients who need higher‑minimum strategies, and supports client‑imposed restrictions on holdings.

Notable distinctions include the availability of performance‑based fee arrangements for qualified clients using a high‑water‑mark and hurdle‑rate framework, and the advisors’ active insurance business: principals are licensed insurance agents who may sell recommended insurance products and receive commissions, a relationship the brochure discloses as a potential conflict of interest. The firm also discloses that advisors devote substantial time to insurance sales (reported at about 120 hours per month) and may receive compensation from third‑party managers, which could affect recommendations and should be considered when evaluating the firm.

Client services

Financial planning Portfolio management Selection of other advisers

Expertise

Wealth management General estate planning guidance College savings (529s, UTMA, etc.) Retirement income strategy Life insurance needs analysis

Occupation focus

Founder/Business Owner

Fee options

Fixed

Financial planning fixed fee $1,500 (may be negotiable)

Percentage

1.00% annually

Project-based

$150/hour (may be negotiable)

Performance-based

10% of net annual gains above 0% hurdle rate for qualified clients

Other

Fee-only: Financial planning fixed fee of $1,500 (may be negotiable); hourly fee $150/hour (may be negotiable)

Main office location

Swan DFW Financial Solutions, LLC

Fort Worth TX, United States

Number of offices

1

Most active in

More info

Louisiana · Texas

Disclosures

More info

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

More info

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 844-779-2633

Advisors at this firm

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user avatar

Hector H

CFP®, Series 63, Series 66

Fort Worth, TX

Swan DFW Financial Solutions, LLC

Hector Hinojosa is a CFP® professional with 22 years of experience, currently serving at Swan Dfw Financial Solutions, LLC since 2014. He has held multiple roles including founder and executive director of Financial Education For America and board member positions at nonprofit organizations such as First Tee of Fort Worth and Genesis Alliance. He is also involved in ministry work through Ministerio Next Generation. Swan Dfw Financial Solutions provides investment advisory and financial planning services primarily to individuals and small business owners. The firm emphasizes long-term asset allocation based on Modern Portfolio Theory, uses tools like Morningstar and MoneyGuidePro, and offers customized investment policy statements, managing accounts on both discretionary and non-discretionary bases.

Wealth management General estate planning guidance College savings (529s, UTMA, etc.) Retirement income strategy Life insurance needs analysis Founder/Business Owner
user avatar

Joshua H

Series 65

Fort Worth, TX

Swan DFW Financial Solutions, LLC

Joshua Hinojosa is a financial advisor at Swan Dfw Financial Solutions, LLC with three years of industry experience. He holds a Series 65 designation and has worked with Camp Barnabas and The Hills Church. Outside of his advisory role, he is an independent insurance sales agent. Swan Dfw Financial Solutions provides investment advisory and financial planning services to individuals and small business owners, focusing on long-term asset allocation and periodic portfolio rebalancing. The firm manages accounts on both discretionary and non-discretionary bases and utilizes research tools such as Morningstar and MoneyGuidePro.

Wealth management General estate planning guidance College savings (529s, UTMA, etc.) Retirement income strategy Life insurance needs analysis Founder/Business Owner
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