SW Private Wealth, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,221,104
Clients
41
34% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
41
HighAverage account size
$981,003
About
SW Private Wealth advises individuals (including high‑net‑worth clients), retirement plans, charitable organizations, and business entities, offering investment management, financial planning, and assets‑under‑advisement services. The firm operates as a single‑advisor independent RIA and provides both ongoing portfolio advice and standalone or targeted financial plans.
Portfolios are constructed from individualized investment policy statements and may combine passive and active strategies, including strategic and tactical asset allocation and fundamental analysis, to align with clients’ objectives, time horizons, and risk tolerances. Supervision is generally non‑discretionary — the firm typically recommends allocations and trade actions for client or custodian implementation — though the brochure notes discretionary authority is now available as an option.
What is uncommon for a firm of this size is that nearly all regulatory AUM was reported as non‑discretionary at year‑end, reflecting an emphasis on client‑directed implementation and assets‑under‑advisement work for employer retirement accounts and 529 plans. The firm also provides one‑time financial plans with optional updates, does not engage in block trading or trade aggregation, and does not accept custody of client assets.
Client services
Financial planning
Portfolio management
Assets under advisement
Expertise
Passive / index investing
Active portfolio management
Fee options
$5,500 for single member household; $7,500 for two person/couple household for financial planning services
$0 - $500,000: 1.5% $500,001 - $1,000,000: 1.25% $1,000,001 - $10,000,000: 1.0% $10,000,001+: Negotiable
$350 per hour for financial planning services
Main office location
SW Private Wealth, LLC
75 2 Nd Avenue, Suite 605
Needham MA 02494, United States
Number of offices
1
Most active in
SW Private Wealth, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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