SVRN Asset Management, LLC

SVRN Asset Management provides discretionary and non‑discretionary asset management and complimentary financial planning primarily to high‑net‑worth individuals, families and trusts, and also offers access to a pooled investment vehicle, the SVRN Multi‑Strategy Fund, to qualified investors. The firm manages both client advisory accounts and fund assets, charging asset‑based fees for advisory relationships and performance‑based fees for the fund.

Investment decisions are driven by factor analysis—seeking exposures to value, momentum, trend, quality and low‑beta—implemented through a mix of passive benchmark allocations and active overlays (valuation tilts, momentum tactical allocation, and selective manager selection). Portfolios are customized for clients’ risk capacity, tax circumstances and behavioral profile, with explicit tax‑efficient implementation tools such as tax‑loss harvesting and tax location.

SVRN is atypical for a small supported RIA in that it sponsors and serves as adviser to a pooled fund and manages performance‑based and non‑performance‑based accounts side‑by‑side, with written allocation policies (pro‑rata allocations, a rotation methodology for capacity‑constrained opportunities) and quarterly Chief Compliance Officer review to address conflicts. The firm also discloses affiliations with other registered advisers that sub‑advise an ETF and manage a private hedge fund, and it describes mitigation measures including fee waivers on the affiliated ETF, trade sequencing and pre‑clearance policies, and enhanced custody and audit procedures for the pooled fund.