S
Susan Carlisle
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,713,920
Clients
11
91% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
11
LowAverage account size
$2,064,902
About
The firm provides investment management and personal financial planning to individuals, trusts, corporations and retirement, pension and profit-sharing plans. Services include tailored portfolio management along with retirement planning, education funding and personal budgeting.
Investment advice is limited to mutual funds, treasury bills and notes, corporate bonds, certificates of deposit and U.S. agency securities, with asset allocations adjusted for clients’ ages, goals, tax considerations and disposable income. The adviser emphasizes a long-term horizon with minimal turnover, conducts account reviews up to quarterly, and executes client trades through Fidelity Institutional Brokerage.
The adviser also maintains a part-time certified public accountant practice and holds insurance and real estate licenses but discloses she does not sell those products to advisory clients, an affiliation that is uncommon among peers. The firm uses a non‑AUM compensation model—billing a nonnegotiable flat quarterly fee instead of a percentage‑of‑assets—and does not accept performance‑based fees or custody client funds.
Client services
Portfolio management
Expertise
General retirement planning
College savings (529s, UTMA, etc.)
Fee options
Quarterly flat fee basis (exact amounts not disclosed). Fees are not negotiable.
Fee-only: Quarterly flat fee (specific amounts not stated). Fees are not negotiable.
Main office location
Susan Carlisle
Agoura Hills CA, United States
Number of offices
1
Most active in
Susan Carlisle has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")