S
Surya Capital, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,357,332
Clients
20
35% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
TypicalAverage account size
$1,367,867
About
Surya Capital serves individual investors, including both high‑net‑worth and non‑high‑net‑worth clients, providing ongoing investment and portfolio management. The firm documents client objectives and constraints in a written Investment Policy Statement and typically manages accounts on a discretionary basis.
The adviser uses fundamental and cyclical analysis and implements a range of strategies from long‑term investing to short‑term trading, including short sales, margin transactions, and options writing, with regular quarterly reviews of client accounts. It charges percentage‑of‑assets‑under‑management fees billed in arrears and executes trades through institutional custodians while not participating in soft‑dollar arrangements.
Notably, the firm is affiliated with an accounting practice and its principal is a certified public accountant, so clients may receive accounting or tax‑related advice alongside investment management — services that are uncommon among peers in this category. The firm manages a modest asset base for a small client roster, manages assets directly rather than selecting third‑party managers, and does not act as a private fund adviser.
Client services
Portfolio management
Expertise
Active portfolio management
Options & derivatives strategies
Concentrated stock management
Private / alternative investments
Annuities
Fee options
$0 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% Above $5,000,000+: 0.50%
Account minimum: $250,000
Main office location
Surya Capital, LLC
10 Corporate Park, Suite 120
Irvine CA 92606, United States
Number of offices
1
Most active in
Surya Capital, LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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