Sunpath Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,387,375
Clients
42
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
42
HighAverage account size
$80,652
About
Sunpath Financial is an independent, single-advisor registered investment adviser that serves individual and high‑net‑worth clients. The firm offers comprehensive financial planning, ongoing portfolio management, periodic educational workshops, and also operates as an insurance agency providing annuities and other life/health insurance products.
The firm follows a Core + Satellite investment approach, using indexed or passive holdings as the portfolio core and active managers or individual positions as satellites; portfolios may include mutual funds, ETFs, individual equities and fixed income, annuities, REITs, MLPs, and limited partnerships, and the firm may employ covered-call and protective‑put strategies for hedging. Sunpath combines written broad‑based or modular planning engagements with discretionary or non‑discretionary management and may engage third‑party investment managers to implement portions of client portfolios.
What is distinctive for a solo independent adviser is the firm’s dual role as a licensed insurance agent appointed with multiple carriers and the resulting potential to receive commissions and renewal compensation on insurance or annuity sales; the brochure indicates such compensation and any conflicts will be disclosed to clients in advance. The firm also regularly presents educational seminars and workshops (often sponsored), provides practical services such as divorce consultation, and does not impose a stated account minimum while coordinating with institutional sub‑advisers when appropriate.
Client services
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Expertise
Cash flow / budgeting
Debt management
College savings (529s, UTMA, etc.)
General retirement planning
Long-term care insurance
Fee options
Financial planning flat fee ranges from $2,500 to $10,000; educational workshop fees range from $19.99 to $99.99
$0 - $249,999: 1.50% $250,000 - $499,999: 1.25% $500,000 - $999,999: 1.00% $1,000,000 - $2,999,999: 0.90% $3,000,000 - $4,999,999: 0.85% $5,000,000+: 0.80%
$250 per hour
Main office location
Sunpath Financial
100 Bayview Circle, Suite 100
Newport Beach CA 92660, United States
Number of offices
1
Most active in
Sunpath Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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