Sunbelt Securities, Inc.

Sunbelt Securities serves a broad mix of individual investors (including high‑net‑worth clients), charitable organizations and corporate/business clients through a network of IARs, managing roughly $2.0 billion across several thousand client relationships. The firm offers portfolio management through a rep‑directed wrap program, written financial planning and consulting, and referrals to third‑party money managers.

Advice and portfolio construction are delivered at the IAR level: representatives gather client information, recommend tailored asset allocations and, for wrap accounts, typically receive discretionary authority to implement and rebalance portfolios on an ongoing basis; financial planning is also available as one‑time or ongoing written plans. Client assets for advisory accounts are held with a small set of designated custodians and fees are primarily assessed as a percentage of assets under management, with fees shared between the firm and IARs.

Distinctive features disclosed in the brochure include Sunbelt’s dual registration as both a broker‑dealer and registered investment adviser and a clearing/custody arrangement that provides operational services and economic credits to the firm, which the firm notes as a potential conflict of interest. The brochure also highlights that IARs may sell commission products and provide ancillary professional services in separate capacities, and that Sunbelt’s advisory business is heavily weighted toward discretionary management rather than non‑discretionary accounts—practical considerations for prospective clients comparing firms.