Summit Wealth Strategies
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$51,186,976
Clients
78
32% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
78
Very HighAverage account size
$656,243
About
Summit Wealth Strategies provides ongoing portfolio management and financial planning to individuals, high‑net‑worth individuals, and business entities, creating individualized Investment Policy Statements and monitoring accounts on a regular basis. The firm reports approximately $51.2 million in discretionary assets under management and offers both discretionary and non‑discretionary advisory arrangements.
The firm combines active and long‑term trading approaches and applies a range of analytical techniques — including fundamental, technical, charting, cyclical, quantitative analysis, and modern portfolio theory — to construct diversified portfolios using mutual funds, ETFs (including precious‑metal ETFs), equities, fixed income, REITs and annuity products. It may delegate management of all or a portion of client assets to third‑party advisers and documents client risk tolerances and restrictions in the Investment Policy Statement to guide trading decisions.
Compared with many peers, the firm maintains formal affiliations with other investment advisers and discloses that it receives negotiated fee sharing when directing clients to third‑party managers, and it also conducts an affiliated insurance business with licensed insurance sales — conflicts the firm says it addresses through disclosure and internal policies. The firm additionally produces a monthly video newsletter for clients using its portfolio management services, discloses receipt of referral compensation, and reports that the principal spends time on outside business activities, including an affiliated marketing entity.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Expertise
Annuities
College savings (529s, UTMA, etc.)
Life insurance needs analysis
Retirement income strategy
Active portfolio management
Fee options
Financial planning fees between $0 and $5,000, negotiable
$1,000,000 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.90% $10,000,001+: 0.80%
Account minimum: $1,000,000
Main office location
Summit Wealth Strategies
425 S Cherry St., Suite 840
Denver CO 80246, United States
Number of offices
2
Most active in
Summit Wealth Strategies has reported serving >5 clients in these states in the last 12 months.
Colorado · Minnesota · Wyoming
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")