Summit Private Wealth, LLC

Summit Private Wealth, LLC is a single‑advisor registered investment adviser that provides discretionary portfolio management and financial planning services to a small client base. Its clients include individuals as well as corporations, pension and profit‑sharing plans, charitable institutions, foundations, endowments, estates and trusts, with approximately $15.9 million under management across 27 client relationships.

The firm develops individualized investment policies through personal interviews and an investment‑objective questionnaire, and typically implements portfolios of stocks, mutual funds and fixed‑income securities using fundamental, technical and cyclical analysis. Summit charges percentage‑of‑AUM advisory fees and offers written financial planning on a fixed‑fee ($2,000–$10,000) or hourly ($150) basis; financial planning fees are waived for clients engaged in asset management and asset management clients receive a complimentary annual plan update.

Noteworthy operational features include that, as of February 28, 2026, all assets reported were managed on a discretionary basis and the firm does not vote proxies for clients (clients retain that responsibility). The brochure also discloses that some firm representatives are separately licensed insurance agents (spending up to 10% of their time on those activities), and that the adviser may recommend retaining existing mutual fund share classes that carry 12b‑1 fees to avoid tax or transaction costs — conflicts the firm states it monitors in its custodial relationship with Charles Schwab.