Summit Investments and Financial Planning
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$8,700,000
Total clients
26
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
26
Average account size
$334,615
About
Summit Investments and Financial Planning is a state-registered, single-advisor firm that provides discretionary investment management and written financial planning to individuals, businesses and trust accounts. Services are offered on a percentage-of-assets-under-management or negotiable flat-fee basis, with Charles Schwab used as the custodian for client accounts.
The firm’s investment process blends fundamental company analysis with macro (top-down) and cyclical analysis, and it implements both passive and active strategies to construct client portfolios. The adviser generally manages accounts on a discretionary basis under a limited trading authorization and performs regular account reviews (daily or weekly for most accounts).
Compared with many independent solo advisers that focus mainly on individual retail clients, this firm explicitly accepts business and trust relationships in addition to individuals, a client mix that is less common among peers. The principal holds an MBA and the CFA designation, is licensed to sell insurance but elects not to sell insurance products to clients to mitigate conflicts of interest, and the firm reports roughly $8.7 million in assets under management across a small number of client relationships.
Client services
Expertise
Fee options
Flat annual fee from $0 up to $10,000, billed monthly, quarterly, or one-time based on client preference
$0 - $1,000,000: 1.25% Above $1,000,000+: 1.0%
Main office location
Summit Investments and Financial Planning
2853 Crows Nest Cir
Uniontown OH 44685, United States
Number of offices
1
Most active in
Ohio
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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