S
Summit Financial Group, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,553,748
Clients
76
13% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
76
HighAverage account size
$296,760
About
Summit Financial Group, LLC serves individuals, trusts and estates, including both high-net-worth and non‑HNW individual clients, offering discretionary portfolio management and project-based financial consulting. It provides retirement-account advice under ERISA fiduciary standards and implements client Investment Plans primarily through mutual funds, fixed income securities and, when appropriate, separate account managers.
The firm’s process begins with developing a Financial Profile and Investment Plan with each client and generally follows a buy‑and‑hold orientation while allowing short‑term trading when warranted. Accounts are typically managed on a discretionary basis, monitored for manager performance when outside managers are used, and reviewed at least quarterly.
Summit is partially under common ownership with Haynes & Moore, LLC, a public accounting firm, and some accounting personnel perform services for the adviser; the two firms may recommend one another while maintaining separate engagements and compensation. The firm is led by a CPA principal who continues to consult with the accounting firm, a feature that may provide more direct access to tax and accounting perspectives than is common among peers.
Client services
Portfolio management
Selection of other advisers
Expertise
Wealth management
General retirement planning
Cash flow / budgeting
Fee options
$0 - $250,000: 1.50% $250,001 - $500,000: 1.25% $500,001 - $1,000,000: 1.05% $1,000,001+: 0.75%
$150 per hour
Minimum fee: Minimum annual fees may apply; negotiable at firm's discretion
Main office location
Summit Financial Group, LLC
901 North Broad Street, Suite 450
Rome GA 30161-5208, United States
Number of offices
1
Most active in
Summit Financial Group, LLC has reported serving >5 clients in these states in the last 12 months.
Georgia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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