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Summit Equity Management, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$2,481,831
Clients
6
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
6
Very LowAverage account size
$413,639
About
Summit Equity Management is a small, independent, solo-registered investment adviser that primarily serves individual clients and trusts and manages roughly $2.48 million across a very small client base. The firm provides discretionary portfolio management focused exclusively on publicly traded U.S. equities and charges percentage-of-assets-under-management advisory fees billed quarterly.
Investment decisions are driven by fundamental, bottoms-up, company-specific analysis emphasizing balance-sheet strength, consistent earnings and cash-flow growth, profitability, and market valuation. Accounts are managed on a discretionary basis, the adviser generally does not tailor investment advice beyond allowing client-imposed restrictions, and portfolio composition is reviewed on a quarterly basis.
What distinguishes the firm from many peers is its principal’s outside business activity providing business strategy and valuation consulting to U.S. corporations and an uncommon affiliation as a real estate broker/agent, both of which are atypical for solo independent advisers. The firm also participates in an institutional custody/brokerage program, receiving in-kind benefits from that relationship, which the brochure notes can create a potential conflict of interest regarding custody recommendations.
Client services
Portfolio management
Expertise
Active portfolio management
Fee options
$0 - $2,000,000: 1.50% $2,000,000+: 1.0%
Account minimum: $250,000 minimum (may be waived at sole discretion)
Most active in
Summit Equity Management, Inc. has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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