Summa Capital Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$79,719,346
Clients
47
49% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
47
HighAverage account size
$1,696,156
About
Summa Capital Management advises individuals, high‑net‑worth individuals, trusts and businesses, offering discretionary investment management alongside separate financial planning and consulting engagements. The firm also facilitates client access to a third‑party account aggregation service so unmanaged outside accounts can be viewed alongside managed holdings for reporting purposes.
The firm’s investment approach centers on long‑term strategic asset allocation augmented by dynamic and tactical shifts; portfolios are typically built from mutual funds, ETFs, individual equities and fixed income and may materially deviate from benchmark allocations to pursue perceived opportunities. The adviser manages accounts on a discretionary basis and regularly uses short‑term trades, margin and, in special circumstances, options or short sales to implement tactical positioning or tax‑sensitive actions.
Distinctive practices noted in the brochure include a firm policy requiring clients to custody assets with a single institutional custodian (Charles Schwab) and the firm’s acceptance of in‑kind economic and technology support from that custodian, a potential conflict of interest disclosed by the firm. The firm also disclaims proxy‑voting authority, offers complimentary ad‑hoc consultations to managed clients, and manages about $80 million across fewer than 50 clients, yielding relatively concentrated assets per client compared with many peers.
Client services
Financial planning
Portfolio management
Expertise
Wealth management
Passive / index investing
Active portfolio management
Fee options
Flat fees for financial planning up to $10,000
$0 - $200,000: 1.5% per annum $200,000 - $500,000: 1.0% per annum $500,000 - $2,000,000: 0.8% per annum $2,000,000 - $5,000,000: 0.7% per annum $5,000,000 - $10,000,000: 0.4% per annum $10,000,000+: 0.3% per annum
Up to $450 per hour for financial planning and consulting services
Account minimum: $100,000 Fee-only: Financial planning and consulting fees charged on an hourly basis up to $450/hour or flat fees up to $10,000; no minimum account size for planning clients
Main office location
Summa Capital Management LLC
1129 State Street, Suite 29
Santa Barbara CA 93101-6763, United States
Number of offices
1
Most active in
Summa Capital Management LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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