Sullivan Wood Capital Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$87,748,054
Clients
79
41% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
79
HighAverage account size
$1,110,735
About
The firm provides discretionary investment management and investment/financial consulting to individuals and high-net-worth clients, including trusts, estates, and retirement accounts. Services include ongoing portfolio supervision as well as project-based consulting such as cash‑flow planning, estate planning analysis, RMD calculations, and reviews of outside portfolios.
Accounts are managed on a discretionary, tailored basis with consideration of clients’ financial situation, risk tolerance, tax and liquidity needs, and clients may impose reasonable investment restrictions. Investment selection employs both fundamental analysis and technical/charting techniques and the firm may use long- and short-term trades, margin, and aggregated block trading with average-price allocation.
Noteworthy aspects include that the firm is operated by a single, sole‑employee advisor who manages roughly 79 client relationships and about $87.7 million in discretionary AUM, concentrating advisory, compliance, and supervisory responsibilities in one person. The firm recommends a specific custodian (LPL Financial) and discloses economic benefits from that relationship as a potential conflict of interest, and its proxy voting policy states a preference for prioritizing investment returns over corporate governance considerations and may lead the firm in some cases to refrain from voting.
Client services
Portfolio management
Investment consulting
Expertise
Wealth management
Fee options
$100,000 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% Over $1 million+: 1.00%
$250 per hour, negotiable
Account minimum: $100,000 Fee-only: Fee-only basis; fees are negotiable
Main office location
Sullivan Wood Capital Management, LLC
1100 H St Nw, Suite 910
Washington DC 20005, United States
Number of offices
1
Most active in
Sullivan Wood Capital Management, LLC has reported serving >5 clients in these states in the last 12 months.
District of Columbia · Maryland · Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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