Sullivan Retirement Resources, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,807,826
Clients
46
13% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
46
TypicalAverage account size
$365,388
About
Sullivan Retirement Resources, LLC provides comprehensive financial planning and investment advisory services to individuals, high‑net‑worth clients, families and small businesses. The firm operates on a fee-only basis and arranges portfolio management through third-party asset managers and sub-advisors rather than executing trades directly.
Portfolios are implemented and managed on a discretionary basis by unaffiliated sub-advisors, while Sullivan Retirement Resources retains responsibility for the client relationship, monitoring objectives and reviewing sub-advisor performance. The firm conducts periodic reviews (at least annually), provides clients with sub-advisors’ disclosure documents, and uses a single custodian and trading platform for client accounts.
A feature that is uncommon among peers is the firm’s periodic investment newsletters, which it provides free of charge to clients and prospects. The brochure also discloses that the firm’s principal is a licensed insurance agent who spends substantial time on insurance activities and may receive commissions for insurance or annuity sales, and that the firm prepares comprehensive written financial plans without charging a separate planning fee.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Expertise
General retirement planning
Wealth management
Fee options
1.15% annually
Fee-only: Sullivan Retirement Resources is a fee-only investment advisor.
Main office location
Sullivan Retirement Resources, LLC
850 Franklin Street, Suite 12 A
Wrentham MA 02093, United States
Number of offices
2
Most active in
Sullivan Retirement Resources, LLC has reported serving >5 clients in these states in the last 12 months.
Massachusetts · New Jersey
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")