S
Sullivan Haymaker
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$3,700,000
Clients
20
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
20
LowAverage account size
$185,000
About
Sullivan Haymaker provides portfolio management and financial planning for individuals, including high‑net‑worth clients, charging asset‑based fees and with no stated account minimum. Services include creating an Investment Policy Statement, regular portfolio monitoring, and recommendations that can include insurance products and annuities as part of a client’s plan.
The firm documents client risk tolerance and investment objectives and uses those Investment Policy Statements to guide decision‑making; its brochure notes the firm may request discretionary authority, while reporting its current assets as entirely non‑discretionary. Methods of analysis include charting and modern portfolio theory, and the firm employs a range of strategies from long‑term investing to short‑term trading and derivatives (options, margin, and short sales).
A distinctive feature disclosed in the brochure is that the firm’s advisor is a licensed insurance agent who accepts compensation for the sale of insurance and annuity products, a conflict the firm says it discloses and monitors. The brochure also shows availability of a broad menu of investment types — including hedge funds, private equity, venture capital, private placements, and precious‑metal ETFs — and the use of complex trading strategies, which is less common for a small independent advisory practice.
Client services
Financial planning
Portfolio management
Expertise
Options & derivatives strategies
Annuities
Private / alternative investments
Fee options
Financial planning fixed fees negotiated between $200 and $5,000.
$1 - $1,000,000: 1.50% $1,000,001 - $5,000,000: 1.25% $5,000,001+: 0.75%
Insurance product sales commissions accepted by Michael A Sullivan as an insurance agent; commissions not primary source of compensation for advisory services.
$200 per hour for financial planning services.
Main office location
Sullivan Haymaker
Indianapolis IN, United States
Number of offices
1
Most active in
Sullivan Haymaker has reported serving >5 clients in these states in the last 12 months.
Indiana
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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