S
Sullivan Dunn Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$9,794,174
Clients
7
29% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
7
Very LowAverage account size
$1,399,168
About
The firm provides ongoing portfolio management, pension and employee benefit plan consulting (including 401(k) plan guidance), and fee-based financial planning to individuals and retirement plans. It manages approximately $9.79 million in discretionary assets across a small client base of seven relationships.
The firm documents client objectives in an Investment Policy Statement and employs fundamental analysis, modern portfolio theory, and quantitative methods to construct portfolios, generally using long-term trading and options strategies. It advises across a broad set of investment types—mutual funds, ETFs, fixed income, REITs, annuities, and occasionally private placements or venture investments—and seeks fair allocation of limited investment opportunities among clients.
Noteworthy for a practice of its size, the firm’s supervised persons are licensed insurance agents and may recommend insurance products, including annuities, for which they can receive outside compensation; the firm discloses and records these potential conflicts. The firm operates as a single-advisor practice offering both pension consulting and complex strategies (options and illiquid investments), recommends the Altruist custodian, collects fees in advance, and maintains limited custody arrangements via standing letters of authorization.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Retirement plans for business owners (SEP, solo 401k)
Annuities
Wealth management
Fee options
Financial planning fixed fees between $1,500 and $15,000.
$0 - $250,000: 1.75% $250,001 - $1,000,000: 1.50% $1,000,001+: 1.25%
Main office location
Sullivan Dunn Wealth Management
4660 Marsh Road
Okemos MI 48864, United States
Number of offices
2
Most active in
Sullivan Dunn Wealth Management has reported serving >5 clients in these states in the last 12 months.
Michigan
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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