Succession Financial, Inc
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$210,297,733
Total clients
173
36% high-net worth
Total advisors
3
of 6 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
58
Average account size
$1,215,594
About
Succession Financial provides investment management, financial planning, and retirement plan consulting to individuals (including high‑net‑worth clients), employer plan sponsors, charitable organizations, and businesses. The firm acts mainly on a discretionary basis and manages roughly $210 million for about 173 clients through a small advisory team.
The firm’s investment process combines passive and active strategies guided by modern portfolio theory, client‑specific asset allocation, and the use of outside managers where appropriate. In addition to traditional stocks, bonds, mutual funds and ETFs, Succession Financial discloses the use of derivatives—including options strategies such as covered calls—in separately managed accounts and documents the associated risks in its advisory materials.
Less commonly among peers, the firm sponsors a wrap fee program that bundles advisory and transaction costs for eligible accounts. The firm also reports a related person who holds an insurance license but does not market or sell insurance products to clients, and it offers recurring ongoing financial planning engagements and retirement plan advisory services that suggest work with more complex client needs.
Client services
Expertise
Occupation focus
Fee options
Ongoing Financial Planning fees range from $2,500 to $35,000 annually, paid monthly or quarterly in advance; fees are negotiable.
$0 - $3,000,000: 1.50% $3,000,001+: Negotiable
Main office location
Succession Financial, Inc
300 E. Davis Street, Ste. 152
Mckinney TX 75069, United States
Number of offices
3
Most active in
Connecticut · Illinois · Ohio · Texas
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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