Successful Resource Management, Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$43,336,162
Clients
111
20% high-net worth
Advisors
1
of 2 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
111
Very HighAverage account size
$390,416
About
The firm provides personalized financial planning and discretionary investment management to individual clients, high-net-worth individuals, trusts, charitable organizations and business entities. Services described in the brochure include portfolio management, retirement-plan participant and rollover advice, financial planning (comprehensive and modular), estate planning, and occasional CFO-type services.
Investment programs are implemented on a discretionary basis for both retail and qualified plan accounts, with portfolio construction informed in part by technical analysis tools and third‑party software and monitored through periodic reviews. The firm discloses and manages conflicts tied to retirement-plan rollovers, acknowledging its ERISA/IRC fiduciary role and adopting an impartial conduct standard when recommending transfers to IRAs it would manage.
Noteworthy features include offering fixed-fee estate planning work and modular or hourly financial planning alongside asset‑based management, and providing discretionary “assets held away” services for 401(k) participants through a custodian. The brochure also discloses that the adviser does not routinely vote client proxies and records a prior consent order (2015) relating to unregistered activity in a state, which the firm has described and addressed.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Medicare planning
General tax planning
Cash flow / budgeting
Fee options
Estate planning fixed fee up to $5,000, negotiable based on complexity
$25,000 - $250,000: 1.50% annually $250,001 - $500,000: 1.35% annually $500,001 - $1,000,000: 1.25% annually $1,000,001 - $2,500,000: 1.10% annually $2,500,001+: 1.00% annually
Up to $250 per hour for financial planning and portfolio review services
Account minimum: $25,000 Minimum fee: $400 initial account setup fee (may be waived) Fee-only: Financial planning and consultation services at $250 per hour
Main office location
Successful Resource Management, Ltd.
5721 Merle Hay Road, Suite 14
Johnston IA 50131, United States
Number of offices
1
Most active in
Successful Resource Management, Ltd. has reported serving >5 clients in these states in the last 12 months.
Iowa · Missouri · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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