Success Wealth Management LLC

Success Wealth Management provides discretionary investment management and financial planning to individuals and high‑net‑worth clients, offering ongoing portfolio management, full financial plans, and consultation services. The firm reports approximately $96.6 million in discretionary assets under management across its adviser team and manages held‑away defined contribution participant accounts through a third‑party platform.

The firm employs a goal‑based, Modern Portfolio Theory framework to set asset allocation and risk tolerance, and conducts account reviews at least quarterly with rebalancing and tax loss harvesting considered when appropriate. Success Wealth may engage third‑party sub‑advisors to manage all or portions of client portfolios and retains discretion to hire or terminate those sub‑advisors while remaining the primary client contact.

Noteworthy disclosures in the firm brochure include a recent material change adding the use of sub‑advisors and the fact that the owner/Chief Compliance Officer also operates as a licensed insurance agent, spending substantial time on insurance activities and receiving significant external compensation from insurance sales. The firm also limits custody exposure by using a third‑party platform for held‑away accounts and does not vote client proxies, instead directing clients to vote their own.