S
Stronghold Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$705,800
Clients
3
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
3
Very LowAverage account size
$235,267
About
Stronghold Investment Management is an independent, single‑advisor registered investment adviser that provides discretionary portfolio management to individual clients. The firm creates individualized Investment Policy Statements and tailors model allocations, advising across mutual funds, ETFs, equities, fixed income, real estate funds, commodities and options.
The firm combines multiple methods of analysis—charting, cyclical and technical analysis alongside fundamental, quantitative analysis and modern portfolio theory—and implements long‑term, short‑term and options trading strategies, including covered and uncovered option positions. It generally seeks discretionary trading authority, documents client risk tolerance in an IPS, and performs quarterly account reviews while accommodating client‑imposed restrictions when feasible.
Noteworthy features relative to peers include its very small scale and recent formation: the adviser manages approximately $705,800 across three client accounts and operates with no additional staff, which the brochure notes can affect trade aggregation and operational practices. The firm requires clients to custody assets at a specific institutional custodian (Schwab Institutional), discloses receipt of related research and services, does not aggregate block trades, and discloses use of higher‑risk options strategies that can materially affect portfolio volatility.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Real estate investing
Passive / index investing
Fee options
$1 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.75% $2,000,001 - $5,000,000: 0.50% $5,000,001 - $10,000,000: 0.40% $10,000,001+: 0.30%
Main office location
Stronghold Investment Management
Manhasset NY, United States
Number of offices
1
Most active in
Stronghold Investment Management has reported serving >5 clients in these states in the last 12 months.
Florida · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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