Strivent Financial
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$29,288,450
Total clients
33
30% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
33
Average account size
$887,529
About
Strivent Financial is a state-registered independent advisory firm that serves individual clients and employer-sponsored retirement plans, offering investment management, comprehensive and project-based financial planning, and employee benefit plan services. The firm manages roughly $23.2 million in client assets across a small client base and provides both ongoing advisory relationships and limited-scope or hourly planning engagements.
The firm develops individualized investment policy statements and primarily implements passive, asset-class-based portfolios while applying fundamental analysis as needed; held-away assets are included in its assets-under-management reporting. For ongoing planning clients it provides a subscription-style comprehensive planning service with regular monitoring and implements investment strategies on a discretionary basis while allowing clients to impose reasonable restrictions.
Notably, Strivent Financial provides employer plan services and pension consulting — including plan design assistance, investment option review, monitoring, and participant education — and conducts educational seminars and speaking engagements for groups and organizations. Those retirement-plan consulting services and public education activities are less common among solo independent advisers and shape the firm’s combined offering of individual wealth management and plan-level support.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
General retirement planning
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Business ownership considerations
General estate planning guidance
Fee options
Financial Planning Fixed Fee ranging from $500 to $7,500 depending on complexity
$500,001 - $1,000,000: 1.00% - 1.50% (Based on complexity) $1,000,001 - $3,000,000: 0.80% $3,000,001 - $5,000,000: 0.60% $5,000,001+: 0.50%
Financial Planning hourly rate of $250.00, negotiable
Fee-only: Comprehensive Financial Planning: Upfront fee $500 - $3,000 plus ongoing monthly fee $333 - $625; Financial Planning Fixed Fee: $500 - $7,500; Hourly Fee: $250/hour
Most active in
Strivent Financial has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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