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Stratton Capital Investment Advisory LLC

Updated today

Client assets under management

$131,944,606

Clients

643

9% high-net worth

Advisors

6

of 13 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

107

High

Average account size

$205,202

About

Stratton Capital provides discretionary investment management and related advisory services to individuals, high net worth clients, trusts and estates, and notes that it serves clients primarily outside the United States. The firm constructs portfolios using low-cost mutual funds and ETFs and may also use individual stocks, bonds or options and retain legacy positions for portfolio fit or tax reasons.

The Adviser relies principally on fundamental analysis and a long-term orientation while tailoring asset allocation and portfolio construction to each client’s objectives, risk tolerance and time horizon. Stratton Capital monitors accounts continuously, conducts at least annual formal reviews, and may rebalance or trade holdings for reasons including tax harvesting, risk control or changes in client circumstances.

What is distinctive about Stratton Capital compared with many peers is its focus on a largely non‑U.S. client base, as the brochure states the firm “serves Clients that are primarily outside the United States.” The brochure also shows the firm emphasizes investment management rather than comprehensive financial planning and may, on a case‑by‑case basis for accredited clients, use performance‑based fee arrangements with hurdle and high‑water‑mark provisions.

Client services

Portfolio management

Expertise

Active portfolio management

Fee options

Percentage

0.01% to 1.50% annually (based on complexity, asset level, and relationship)

Performance-based

For accredited clients, performance fees include a fixed portion ranging from 0.01% to 0.5% annually plus 20% of returns exceeding a predetermined hurdle with high watermark provisions.

Other

Fee-only: Investment management fees range from 0.01% to 1.50% annually; fees are negotiable and based on various factors.

Main office location

Stratton Capital Investment Advisory LLC

28 Liberty Street

New York NY 10005, United States

Number of offices

3

Most active in

Florida · Massachusetts · New Jersey · New York · Texas · Vermont

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Gabriel R

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Gabriel Rabinovici is a financial advisor at Stratton Capital Investment Advisory LLC with a Series 65 designation. He has been with Stratton Capital in various capacities since 2015 and currently works at the firm's New York office. Stratton Capital Investment Advisory LLC manages approximately $75.2 million in discretionary assets across six advisors, serving individuals, high-net-worth clients, trusts, and estates both in the U.S. and primarily internationally. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and occasionally individual stocks, bonds, or options, employing fundamental analysis with a long-term investment orientation.

Active portfolio management
user avatar

Shinichiro F

Series 63, Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Shinichiro Fukui Tamura is a financial advisor at SCIA NY LLC with 20 years of industry experience. He holds Series 63 and Series 65 licenses and has previously worked at Stratton Capital Investment Advisory LLC, Nova NY LLC, Banco do Brasil Securities LLC, and Bradesco Securities Inc. Outside of his advisory role, he has passive investments in a co-working space franchise and owns residential rental properties in Philadelphia. SCIA NY is an investment manager that provides ongoing portfolio management and prepares customized Investment Policy Statements. The firm emphasizes fixed income while incorporating equities, hedge funds, private equity, TIPS, and non-U.S. securities, using a combination of cyclical, fundamental, modern-portfolio, and technical analysis with a long-term trading orientation.

Active portfolio management
user avatar

Lin S

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Lin Shiow is a financial advisor at Stratton Capital Investment Advisory LLC and holds a Series 65 designation. She has been with Stratton Capital since 2021 and has experience investing in startups as part of an angel investor group. Stratton Capital Investment Advisory LLC manages approximately $75.2 million in discretionary assets for individuals, high-net-worth clients, trusts, and estates, including a significant number of non-U.S. clients. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and other securities, employing fundamental analysis and ongoing monitoring to align with client objectives and risk tolerance.

Active portfolio management
user avatar

Marcelo C

Series 63, Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Marcelo Cabral is a financial advisor at Stratton Capital Investment Advisory LLC with 21 years of industry experience. He has held positions at Bradesco Securities, Inc. and Bradesco Securities UK Limited. Outside of his advisory role, he serves as the U.S. representative and participates on the investment committee of Somma Investimentos, an asset management firm based in Brazil. Stratton Capital Investment Advisory LLC manages discretionary assets for individuals, high-net-worth clients, trusts, and estates, serving both U.S. and international clients. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and individual securities, with a focus on fundamental analysis and ongoing portfolio monitoring.

Active portfolio management
user avatar

Vinã­Cius M

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Vinã­Cius Martins Flores is a financial advisor at Stratton Capital Investment Advisory LLC in New York, NY, holding a Series 65 designation. He has two years of industry experience, all with Stratton Capital. Prior to his advisory role, he has worked in education and served briefly in the Brazilian Army. Stratton Capital Investment Advisory LLC manages approximately $75.2 million in discretionary assets for individuals, high-net-worth clients, trusts, and estates, serving clients both in the U.S. and internationally. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and occasionally individual securities, with a long-term investment approach complemented by tactical adjustments as needed.

Active portfolio management
user avatar

Claudio D

Series 65

New York, NY

Stratton Capital Investment Advisory LLC

Claudio Di Pasquale Escobar is a financial advisor at Stratton Capital Investment Advisory LLC with two years of industry experience. He holds a Series 65 designation and has a professional background that includes roles in consulting and legal practice, as well as a 16-year tenure at Banco Bradesco SA. Outside of his advisory work, he operates Di Pasquale Consulting LLC. Stratton Capital Investment Advisory LLC serves individuals, high-net-worth clients, trusts, and estates in the U.S. and abroad, managing approximately $75.2 million in discretionary assets. The firm constructs customized portfolios using low-cost mutual funds, ETFs, and occasionally individual securities, with a focus on long-term investment strategies complemented by tactical adjustments.

Active portfolio management
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