Stratia Wealth Management, LLC

Stratia Wealth Management is a single-advisor independent investment advisory firm that serves individuals — with an emphasis on high‑net‑worth households — and business entities, providing discretionary asset management, assets‑under‑advisement services, and financial planning and consulting. The firm reports roughly $20 million in assets under management across about 18 client relationships.

The firm’s principal is a CFP professional who manages portfolios on a discretionary basis and employs technical and cyclical analysis alongside a mix of approaches that can include long‑ and short‑term positions, trading, options and margin when appropriate; accounts are reviewed at least quarterly and clients may impose written investment restrictions. For clients who retain implementation control, the firm provides advisory recommendations under an assets‑under‑advisement arrangement and offers standalone financial planning and topic‑specific consultations.

Distinctive aspects include the firm’s focus away from non‑high‑net‑worth individual clients, resulting in a relatively small roster and high assets per relationship compared with many peers. The firm discloses an affiliated insurance practice that generates commission compensation, does not vote client proxies (clients retain proxy voting), and recommends a major custodian while acknowledging potential receipt of research or other soft‑dollar benefits.