Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$832,890,818
Total clients
332
47% high-net worth
Total advisors
4
of 7 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
83
Average account size
$2,508,707
Strategic Wealth Management Group (SWMG) provides discretionary and non-discretionary investment management and consulting to individuals (including high-net-worth clients), pension, profit-sharing and 401(k) plans, trusts, estates, charitable organizations and corporations, managing $832,890,818 in client assets across roughly 332 clients as of the brochure date. Services include tailored portfolio management using firm-developed model portfolios, pension/retirement plan consulting, standalone financial planning engagements, and participation in third‑party manager programs.
The firm emphasizes customized asset allocation and uses a mix of fundamental, technical and modern portfolio theory analyses to construct portfolios, including proprietary ETF strategies built from Charles Schwab’s no‑ or low‑cost ETF line-up and the use of sub‑advisers and block trading where appropriate. SWMG also discloses that it may trade client accounts on margin and requires a separate margin agreement—meaning borrowing can be used in client accounts—alongside the availability of options and other tactical strategies.
Compared with many peers, SWMG is affiliated through common ownership and control with a broker‑dealer and insurance business (May Capital Group, LLC and May Financial Group, Ltd.), and some advisory personnel are registered representatives or licensed insurance agents who may earn commission compensation separate from advisory fees, a structural conflict the firm discloses. The firm also acts as a solicitor for Brinker Capital’s separate account programs and relies heavily on Charles Schwab Advisor Services for custody and institutional support, arrangements it notes can provide services that benefit both the firm and client accounts.
Fixed consulting fees typically range from $500 to $4,000 depending on complexity.
0.20% to 2.00% annually (depending on account size, services provided, and client circumstances)
Certain persons affiliated with the firm are registered representatives and insurance agents and may earn commissions from securities and insurance product sales separate from advisory fees.
Hourly consulting fees range from $175 to $500 per hour.
Account minimum: $2,500 Minimum fee: Minimum annual fee of $2,500 for investment management services; minimum annual fee of $250 for the first family account and $50 per additional household account debited quarterly; both fees are negotiable. Fee-only: Investment advisory fees based on assets under management; hourly consulting fees from $175 to $500 per hour; fixed consulting fees ranging from $500 to $4,000; annual pension consulting fees ranging from 0.20% to 2.00% of plan assets; minimum $3,000 fee for 404(c) compliance plans.
Strategic Wealth Management Group
1776 Broadway, Suite 1900
New York NY 10019, United States
Number of offices
1
California · Connecticut · Florida · New Jersey · New York · Pennsylvania
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, Series 63, Series 66
New York, NY
Strategic Wealth Management Group
Series 63, Series 66
New York, NY
Strategic Wealth Management Group
Series 63, Series 65
New York, NY
Strategic Wealth Management Group
Series 63, Series 65
New York, NY
Strategic Wealth Management Group
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