Strategic Wealth Investments, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$7,228,754
Total clients
62
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
62
Average account size
$116,593
About
Strategic Wealth Investments, LLC provides discretionary asset management and financial planning to individual and high‑net‑worth clients, managing roughly $7.23 million across about 62 client relationships. The firm also conducts educational seminars and workshops for the public and offers planning across areas such as retirement income, tax, insurance, trust, and legacy planning.
Accounts are managed on a discretionary basis and the firm may implement third‑party model portfolios offered through its custodian, using fundamental, charting, and cyclical analysis to align allocations with clients’ stated goals, time horizons, and risk tolerances. Client accounts are reviewed at least quarterly and clients may impose written restrictions on certain securities or types of investments.
Noteworthy aspects include an affiliated insurance business: the firm owner is a licensed insurance agent who spends about 40% of his time in that activity and receives commissions on insurance sales, a disclosed conflict of interest. The brochure also discloses a 2025 consent order with the Tennessee securities regulator relating to client agreement and billing recordkeeping issues and a civil penalty, which the firm reports as resolved with required corrective actions and continuing education.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Income planning
Social Security optimization
Long-term care insurance
Retirement income strategy
Fee options
$0 - $500,000: 1.0% annually $500,001 - $1,000,000: 0.8% annually $1,000,001+: 0.6% annually
Up to $250 per hour for financial planning
Account minimum: $50,000
Main office location
Strategic Wealth Investments, LLC
338 Ebenzer Road
Knoxville TN 37923, United States
Number of offices
1
Most active in
Strategic Wealth Investments, LLC has reported serving >5 clients in these states in the last 12 months.
Tennessee
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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