Strategic Investments & Insurance

Strategic Investments & Insurance is a single-advisor, independent registered investment adviser that primarily works with individual and high‑net‑worth clients and also serves pension and profit‑sharing plan sponsors. The firm provides ongoing asset management, retirement‑plan rollover advice, and referrals to third‑party money managers and sub‑advisors, and the adviser also offers insurance and annuity products in a separate, licensed capacity.

The firm describes a value‑oriented, long‑term investment approach with tactical and strategic asset allocation options and tailors advice to each client’s financial situation and objectives. Accounts are actively monitored, but the vast majority of client assets are managed on a non‑discretionary basis, meaning clients retain final authority to accept or reject proposed trades.

Compared with many peers, the principal’s role as a licensed insurance agent and the firm’s integration of insurance and annuity offerings alongside advisory services is a distinguishing feature, and the firm discloses that it receives referral/solicitor arrangements and compensation when recommending third‑party managers. The firm also works with corporate retirement plans and has documented practices around trade‑error handling (including donating corrective trade gains to charity), reflecting operational policies and client types less common among similarly sized independent advisers.