Strategic Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$40,844,529
Clients
148
5% high-net worth
Advisors
1
of 3 employees
Firm type
Supported
1-3 advisors or $200M+ in AUM
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
148
Very HighAverage account size
$275,977
About
Strategic Investment Management provides discretionary portfolio management and financial advice to individuals, high‑net‑worth individuals, pension and profit‑sharing plans, trusts, estates, and corporations. In addition to active asset management, the firm advises clients on mortgages, real estate, insurance, tax and estate planning, retirement consulting and education.
The firm uses a fundamentally driven, active investment approach that emphasizes long‑term purchases while permitting shorter‑term trades when market or client circumstances warrant; investment programs are tailored to each client’s risk tolerance, time horizon and goals through conversations and questionnaires. SIM typically manages assets on a discretionary basis under a limited power of attorney, making hands‑on trading decisions within the investment products and restrictions available to clients.
SIM is affiliated with other SEC‑registered advisers and retirement‑plan advisers—Richard P. Slaughter Associates, Inc. (RPSAI) and RPS Retirement Plan Advisors—where those affiliates provide office and operational support and offer retirement‑plan consulting for employer‑sponsored plans; the brochure discloses a referral and fee‑sharing arrangement between the firms. The firm also maintains an online presence and highlights retirement education and consulting alongside its portfolio management services, extending resources and referral pathways that are less common among similarly sized, single‑advisor firms.
Client services
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Expertise
Active portfolio management
Real estate investing
General tax planning
General estate planning guidance
Occupation focus
Founder/Business Owner
Fee options
$0 - $250,000: 1.50% $250,000 - $500,000: 1.00% $500,000+: 0.75%
Account minimum: $50,000 Minimum fee: Minimum Quarterly Household Fee: $187.50 (equivalent to $750 annually) Fee-only: Firm is fee-only and does not accept commissions or markups.
Main office location
Strategic Investment Management
9600 North Mopac, Suite 600
Austin TX 78759, United States
Number of offices
1
Most active in
Strategic Investment Management has reported serving >5 clients in these states in the last 12 months.
Louisiana · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Forms ADV
Quick links
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")