Strategic Income Group LLC

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Client assets under management

$312,011,712

Clients

366

5% high-net worth

Advisors

of 5 employees

Firm type

Team

4-10 advisors or $500M+ in AUM

Clients per advisor

Typical

Average account size

$852,491

About

Strategic Income Group LLC advises individuals, high‑net‑worth households, business owners, executives and fiduciaries, offering discretionary portfolio management, ongoing comprehensive financial planning, retirement‑plan consulting, and coordinated estate and tax strategy services. The firm also serves pooled‑investment clients and operates private funds (Strategic Income Fund, LP and SIG Opportunities Fund, LP), in addition to using third‑party money managers when appropriate.

Investment implementation emphasizes integrated, tax‑aware and income‑oriented strategies with multi‑asset allocations that may include public securities, structured products and private market exposures such as private credit and real estate. Financial planning is delivered through a proprietary three‑phase SIG Financial Planning program that is closely coordinated with portfolio management to address liquidity events, tax sequencing and legacy objectives.

The firm’s role as a private fund manager and general partner of affiliated pooled vehicles, along with its related custody and disclosure practices, distinguishes it from many peers in the team‑advisor category. It also produces client newsletters, conducts educational seminars, maintains an affiliated publisher of planning materials, and has representatives licensed to sell insurance and a related private fiduciary business, reflecting a broader service mix than is typical for similarly sized teams.

Client services

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops

Expertise

Charitable giving & philanthropy Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Concentrated stock management

Occupation focus

Executive Founder/Business Owner

Fee options

Fixed

Flat fee for one-time Financial Planning projects up to $10,000; Estate Planning fees vary with specific amounts from $100 to $1,695 depending on service; 529 Plan consulting $250 one-time fee; Retirement Plan Consulting flat fees $750-$10,000

Percentage

$0 - $500,000: 1.75% Over $500,000 - $1,000,000: 1.50% Over $1,000,000 - $2,500,000: 1.15% Over $2,500,000 - $5,000,000: 0.85% Over $5,000,000 - $10,000,000: 0.55% Over $10,000,000 - $15,000,000: 0.50% Over $15,000,000+: 0.45%

Project-based

Hourly fees for Financial Planning up to $500/hour; Retirement Plan Consulting hourly fees up to $250/hour

Other

Minimum fee: Households with less than $60,000 average per account are subject to an $80 annual administrative fee per account Fee-only: Financial Planning fees: Fixed fees ranging from $525 to $3,675 annually depending on household assets; monthly payment options available; hourly fees up to $500/hour; flat fees for one-time projects up to $10,000; 529 Plan consulting one-time fee of $250 per account; Retirement Plan Consulting fees hourly up to $250/hour, flat fees $750-$10,000, or up to 1.5% of plan assets

Main office location

Strategic Income Group LLC

2330 W. Ray Road, Suite 3

Chandler AZ 85224, United States

Number of offices

Most active in

Arizona · California · Idaho · Texas

Disclosures

Business activities & affiliations

Is active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Is not active or affiliated with:

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure Form ADV Part 3: Client Relationship

Quick links

LinkedIn Facebook Website 480-466-7070

Advisors at this firm

Laurie S

CFP®, Series 63, Series 65

Chandler, AZ

Strategic Income Group LLC

Laurie Simons is a CFP® with 31 years of industry experience, currently serving as an advisor at Strategic Income Group LLC since 2019. Prior to this, she worked at LPL Financial and Foundations Investment Advisors. She holds Series 63 and Series 65 licenses. Strategic Income Group advises individuals, high-net-worth clients, trusts, estates, and businesses, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a mix of fundamental, technical, and cyclical analysis and manages private funds alongside traditional investment strategies.

Charitable giving & philanthropy Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Concentrated stock management Executive Founder/Business Owner

Charles M

CFP®, Series 66

Chandler, AZ

Strategic Income Group LLC

Charles Manberg is a CFP® professional with 17 years of experience, currently serving at Strategic Income Group LLC since 2013. He holds the Series 66 designation and is based in Peoria, AZ. Outside of his advisory work, Manberg is involved in several investment-related business ventures, including holding companies focused on real estate and income pass-through entities. Strategic Income Group advises individuals, high-net-worth clients, trusts, estates, and businesses, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a range of investment strategies across various asset classes and manages private funds alongside third-party money managers.

Charitable giving & philanthropy Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Concentrated stock management Executive Founder/Business Owner

Martha C

Series 66

Chandler, AZ

Strategic Income Group LLC

Martha Cortez is a financial advisor at Strategic Income Group LLC in Chandler, AZ, holding a Series 66 designation with 15 years of industry experience. She has been with Strategic Income Group since 2013 and previously worked at LPL Financial, LLC from 2013 to 2016. Strategic Income Group serves individuals, high-net-worth clients, trusts, estates, and businesses, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a range of investment strategies including fundamental, technical, and cyclical analysis, and operates private funds focused on income and capital appreciation.

Charitable giving & philanthropy Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Concentrated stock management Executive Founder/Business Owner

Michael G

CFP®, Series 66

Chandler, AZ

Strategic Income Group LLC

Michael Gauthier is a CFP® with 21 years of industry experience and is affiliated with Strategic Income Group LLC in Chandler, AZ. He has been with Strategic Income Group since 2013 and is involved in several other business ventures, including authoring financial education materials through Strategic Media Group LLC and serving as CEO of Strategic Family Management, a family office service. Strategic Income Group advises individuals, high-net-worth clients, trusts, estates, and business clients, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a range of investment strategies, including the management of two private funds focused on income and capital appreciation, and provides client education through newsletters and seminars.

Charitable giving & philanthropy Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Concentrated stock management Executive Founder/Business Owner

Keri A

Series 63, Series 65

Chandler, AZ

Strategic Income Group LLC

Keri Alcos is a financial advisor at Strategic Income Group LLC in Peoria, AZ, holding Series 63 and Series 65 licenses with 20 years of industry experience. She is co-owner and manager of Lawson Insurance Group, an insurance agency specializing in Medicare products, and also manages Dynamoser, LLC, a media consulting firm. Her prior experience includes roles at The Money MD and Red Pill Medical, Inc. Strategic Income Group serves individuals, high-net-worth clients, trusts, estates, and businesses, offering portfolio management, comprehensive financial planning, estate planning support, and retirement plan consulting. The firm employs a range of investment strategies and manages two private funds focused on income and capital appreciation, in addition to providing client education through newsletters and seminars.

Charitable giving & philanthropy Retirement income strategy Equity compensation tax strategy Business exit / sale strategy Concentrated stock management Executive Founder/Business Owner

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