Strategic Financial Group, PLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$16,707,701
Clients
85
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
85
Very HighAverage account size
$196,561
About
Strategic Financial Group PLC provides investment management and financial planning to individuals and high-net-worth clients, managing roughly $16.7 million in discretionary assets across about 85 client relationships. The firm offers tailored portfolio management and written financial plans that address retirement, tax considerations, estate planning, insurance review and cash-flow or business planning.
The firm develops client-specific investment policies through discussions of objectives, time horizon and risk tolerance, then implements those policies on a discretionary basis using a mix of fundamental, technical, cyclical and charting analysis. Account supervision is guided by stated objectives (e.g., growth, income) and clients may impose reasonable investment restrictions that the firm follows.
What is distinctive about the firm is the principal’s active role as a sponsor/manager of private deed-of-trust lending vehicles (a Regulation D real estate lending fund), to which the principal devotes a substantial portion of time and for which the firm may receive referral or placement-related compensation. The principal also maintains other industry affiliations — a real estate broker license, an affiliated accounting business and involvement in insurance and mortgage origination activities — all of which are disclosed as potential sources of additional compensation or client referrals.
Client services
Financial planning
Portfolio management
Expertise
Business ownership considerations
Cash flow / budgeting
College savings (529s, UTMA, etc.)
Retirement income strategy
Fee options
Financial planning fixed fees range from $450.00 to $2,500, negotiable
1.50% annually
$50.00 to $100.00 per hour, depending on complexity
Main office location
Strategic Financial Group, PLC
Mesa AZ, United States
Number of offices
1
Most active in
Strategic Financial Group, PLC has reported serving >5 clients in these states in the last 12 months.
Arizona · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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