Strata Wealth Advisors, LLC

Strata Wealth Advisors provides discretionary and non-discretionary investment management, financial planning, retirement plan consulting, and a cash management program to individuals (including high-net-worth clients), trusts, estates, pension and profit-sharing plans, and brokerage customers. The firm reports $927,332,469 in regulatory assets under management and operates with a team of nine advisors serving roughly 263 client relationships.

The firm’s investment programs are tailored to client objectives and may include allocations to individual equities, fixed income, mutual funds, ETFs, options, and alternative investments, with ongoing monitoring and rebalancing. Strata also uses Direct Indexing through independent managers, may employ options and permit margin or pledged-asset borrowing in client accounts, and leverages third‑party platforms such as Pontera for held-away account management and eMoney for client reporting.

Compared with many team-sized firms, Strata maintains a multi-office advisory platform and discloses that it operates as a licensed insurance agency, which can introduce potential conflicts when representatives recommend commissionable insurance products. The brochure also highlights the firm’s operational relationships with custodians and institutional platform services (including Fidelity and National Financial Services) and its use of sub‑advisors and technology to implement tax-efficient asset location and opportunistic rebalancing.