Stonegate Capital Management, LLC

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Client assets under management

$3,749,930

Clients

33% high-net worth

Advisors

of 2 employees

Firm type

Supported

1-3 advisors or $200M+ in AUM

Clients per advisor

Very Low

Average account size

$624,988

About

Stonegate Capital Management provides ongoing portfolio management and related advisory services to individuals, high‑net‑worth individuals, and charitable organizations, tailoring Investment Policy Statements to each client’s goals, tax situation, and risk tolerance. The firm generally seeks discretionary authority to implement asset allocation, asset selection, and regular portfolio monitoring for client accounts.

Stonegate employs a mix of analytical methods (including charting, cyclical, fundamental, quantitative, technical, and modern portfolio theory) and offers exposure to mutual funds, ETFs (including precious‑metal ETFs), fixed income, commodities, and non‑U.S. securities. The brochure also discloses the firm’s use of options and other derivatives in client accounts — a strategy the firm notes carries material risk and that is less common among similar advisers.

The firm is small by assets and scale, managing roughly $7.5 million for six clients with two advisors, and it requires clients to custody accounts at Interactive Brokers LLC and generally permits fee withdrawals directly from client accounts. Both principals have substantial outside employment commitments (approximately 40 hours per week), a structural detail that distinguishes the firm’s staffing model from many peers.

Client services

Portfolio management

Expertise

Options & derivatives strategies Passive / index investing Active portfolio management

Fee options

Percentage

$0 - $250,000: 1.55% $250,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.40% $1,000,001 - $2,000,000: 1.20% $2,000,001 - $5,000,000: 0.90% $5,000,001 - $10,000,000: 0.75% $10,000,000 - $25,000,000: 0.65%

Most active in

Colorado

Disclosures

Business activities & affiliations

Is not active or affiliated with:

Insurance agent

They sell insurance products and may earn commissions on those sales.

Broker-dealer / trader

They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.

Bank

They're affiliated with a bank that may offer its own financial products and services.

Trust company

They provide trust and estate administration services, typically for separate fees.

Fund sponsor

They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.

Accountant / CPA / tax prep

They offer tax and accounting services, typically for separate fees.

Lawyer

They provide legal services, typically billed separately.

Real estate agent

They facilitate real estate transactions and may earn commissions.

Other specialized services

They may provide services such as pension consulting or municipal advisory work, typically for separate fees.

Forms ADV

Form ADV Part 2: Client Brochure

Quick links

Website 3039565158

Advisors at this firm

Keith D

Series 65

Parker, CO

Stonegate Capital Management, LLC

Keith Davis is a Series 65-licensed advisor at Stonegate Capital Management, LLC with five years of industry experience. He has worked at Amerita since 2019 and previously held roles at Brown Brothers Harriman and Janus. Stonegate Capital Management provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, and charitable organizations. The firm uses a variety of investment techniques and explicitly incorporates options and derivatives in managed accounts, serving a small client base with a focus on customized investment policy statements and multi-account management.

Options & derivatives strategies Passive / index investing Active portfolio management

Manuel M

Series 65

Parker, CO

Stonegate Capital Management, LLC

Manuel Mendez is a financial advisor at Stonegate Capital Management, LLC with three years of industry experience. He holds a Series 65 designation and has previously worked at Brown Brothers Harriman and Showingly Inc. In addition to his advisory role, he serves as the CFO of a technology consulting firm that assists companies in software development. Stonegate Capital Management provides discretionary and non-discretionary portfolio management to individuals, high-net-worth clients, and charitable organizations. The firm employs a range of investment techniques and incorporates options and derivative strategies while managing a small, focused client roster.

Options & derivatives strategies Passive / index investing Active portfolio management

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