Stonefield Capital Ltd.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Stonefield Capital Ltd. provides portfolio management, financial planning, and pension (employee benefit plan) consulting primarily for pooled and institutional clients, while also working with corporations and high‑net‑worth individuals. The firm prepares investment policy statements and offers ongoing discretionary portfolio management tailored to client objectives, time horizons, and documented risk tolerances.
The firm’s investment process combines fundamental, quantitative, technical and charting analysis and typically emphasizes a long/short equity strategy while using short‑term trading, options and short sales as part of its toolset. It states a policy of seeking fair and equitable allocation of investment opportunities across clients and generally requires custody and trade execution through Schwab Institutional.
Stonefield’s provision of formal pension consulting services — including recommending and monitoring money managers, selecting plan service providers, and creating written pension plans — is uncommon among peers in this category. As a newly formed firm with no reported assets under management and a single management person, it pairs that pension consulting scope with access to higher‑risk instruments (private placements, venture capital, derivatives) and discloses that supervised persons also act as licensed insurance agents, which creates a disclosed conflict of interest.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Options & derivatives strategies
Active portfolio management
Real estate investing
Annuities
Fee options
Fixed fees for financial planning between $200 and $10,000
$0 - $1,000,000: 1.50% $1,000,001 - $2,000,000: 1.25% $2,000,001 - $5,000,000: 1.10% $5,000,001 - $10,000,000: 1.00% $10,000,001+: 0.50%
Fee-only: Fixed fees for financial planning between $200 and $10,000
Main office location
Stonefield Capital Ltd.
Malvern PA, United States
Number of offices
1
Most active in
Stonefield Capital Ltd. has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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