Stonebridge Financial Group

Stonebridge Financial Group provides wealth management, financial consulting, and retirement plan advisory services to individuals, families, business owners, employer plan sponsors, broker-dealer customers, and other business entities. Services include discretionary portfolio management, incidental financial planning, and retirement plan consulting, and the firm may recommend third‑party independent managers through program platforms.

The firm constructs portfolios using a wide range of securities — including stocks, bonds, ETFs, REITs, structured notes, and options — and applies methods such as quantitative and qualitative analysis, modern portfolio theory, and charting. Stonebridge may implement long‑ and short‑term strategies, margin and options in appropriate situations, and discloses the potential use of alternative investments and the liquidity and valuation risks associated with them.

Compared with many investment managers, Stonebridge discloses that some representatives are also licensed to sell insurance and may receive commissions for insurance or brokerage products, a relationship the brochure identifies as a potential conflict and addresses through its fiduciary policies. The firm’s initial SEC brochure filing shows no assets under management, notes arrangements to provide services to brokerage customers and to receive custodial benefits (notably from Charles Schwab), and reports custody in certain accounts because it deducts advisory fees and may hold standing limited power of attorney authorizations.