S
Stonebridge Asset Management LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$22,851,349
Clients
36
25% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
36
HighAverage account size
$634,760
About
Stonebridge Asset Management LLC is a state-registered, independent investment adviser that provides discretionary portfolio management to individuals (including high-net-worth clients), trusts, estates, and business entities. The firm manages individually tailored accounts using index mutual funds and ETFs, individual equities, options, and—when applicable—subaccounts within variable annuity contracts.
The firm’s approach blends active technical analysis (including Market Profile, moving averages, and proprietary techniques) with traditional fundamental, buy-and-hold analysis, and it may employ options strategies, short sales, and margin in appropriate accounts. Portfolio decisions are made on a discretionary basis and are adapted to each client’s circumstances, though investment choices can be limited by plan or annuity sponsor options when assets are held in those vehicles.
A distinctive feature is that the firm’s principal is also a licensed life insurance agent who may receive commissions for insurance sales and spends a limited number of hours per month on insurance activities, a relationship the brochure discloses and that can create a potential conflict of interest. The firm operates as a solo practice with modest assets under management (~$22.9 million for 36 clients) and offers strategies—such as managing annuity subaccounts and use of uncovered options and margin—that are less common among peers of similar size.
Client services
Portfolio management
Expertise
Active portfolio management
Passive / index investing
Options & derivatives strategies
Fee options
Less than $250,000 - $250,000: 0.50% quarterly $250,0001 - $750,000: 0.45% quarterly $750,0001 - $2,000,000: 0.35% quarterly $2,000,0001+: 0.25% quarterly
Main office location
Stonebridge Asset Management LLC
Corona CA, United States
Number of offices
1
Most active in
Stonebridge Asset Management LLC has reported serving >5 clients in these states in the last 12 months.
California · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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