Stone Securities Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$62,221,225
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
99
15% high-net worth
Total advisors
4
of 4 employees
Firm size
Team
4-10 advisors or $500M+ in AUM
Average clients per advisor
25
Average account size
$628,497
About
Stone Securities provides discretionary asset management and related investment advice to individuals, trusts, estates and small corporations. The brochure reports discretionary assets under management of $72,525,243.15 and oversight of 103 household accounts as of December 31, 2025.
The firm pursues active management using a mix of fundamental, technical and charting analysis, and explicitly incorporates the CAN SLIM methodology in its stock selection process; its stated approach emphasizes disciplined profit-taking and cutting losses. Accounts are reviewed regularly (monthly or more often as needed) and the firm offers discretionary authority across growth, balanced and bond objectives.
A notable operational feature is that multiple advisors at the firm are registered representatives of Leigh Baldwin & Co., LLC and the RIA effects client transactions through that broker-dealer — an arrangement the brochure highlights and that is uncommon among comparable team firms. The firm also discloses non-investment activities by a principal (ownership and limited management of the commercial property housing the firm) and maintains internal trading controls and a Code of Ethics intended to mitigate conflicts when affiliated persons invest alongside clients.
Client services
Portfolio management
Non-profit
Fee options
N/A - N/A: .75% to 2.0% depending on asset value, account type and investment objective
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Stone Securities Inc.
281 E. Grove St
Clarks Green PA 18411, United States
Number of offices
1
Forms ADV
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