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Stone Securities Inc.

Updated today

Client assets under management

$71,880,178

Clients

102

10% high-net-worth

Advisors

4

of 4 employees

Firm type

Supported

1-4 advisors or >$200M in AUM

Clients per advisor

26

Low

Average account size

$704,708

About

Stone Securities, Inc. provides asset management and portfolio management services to individuals, trusts, estates and small corporations, managing roughly $72.5 million across about 103 household accounts. The firm serves both high-net-worth and non‑HNW individual clients and offers both discretionary and non‑discretionary advisory arrangements.

Its investment process blends fundamental analysis, technical/charting methods and a CAN SLIM stock‑picking methodology, with an active approach that emphasizes disciplined profit‑taking and loss‑cutting; accounts are generally reviewed at least monthly and monitored daily for trade candidates. Stone Securities charges asset‑based advisory fees and executes client transactions through brokerage relationships while permitting clients to use other brokers or custodians.

A noteworthy feature relative to peers is that multiple advisory personnel also act as registered representatives of Leigh Baldwin & Co., LLC and effect securities transactions through that broker‑dealer, with written disclosures and stated controls to mitigate conflicts. The firm also identifies National Financial Services as a qualified custodian for client statements and describes operational practices such as direct fee deductions and the ability to accept client‑authorized standing letters of authorization.

Client services

Portfolio management Non-profit

Expertise

Active portfolio management Options & derivatives strategies

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Fee options

Percentage

0.25% to 2.0% depending on asset value, account type, and investment objective; all fees negotiable

Main office location

Stone Securities Inc.

281 E. Grove St

Clarks Green PA 18411, United States

Number of offices

1

Most active in

Pennsylvania

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

Advisors at this firm

user avatar

Clare K

Series 66

Clarks Green, PA

Stone Securities Inc.

Clare Kull is a financial advisor at Stone Securities Inc. with 12 years of industry experience. She holds a Series 66 designation and has worked at Leigh Baldwin & Co., LLC since 2013. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach combining fundamental, technical, and charting analysis, incorporating the CAN SLIM methodology for stock selection, with regular account reviews and discretionary authority across growth, balanced, and bond portfolios.

Active portfolio management Options & derivatives strategies
user avatar

Glenn F

Series 63, Series 65

Clarks Green, PA

Stone Securities Inc.

Glenn Ferrell is a financial advisor at Stone Securities Inc. with 11 years of industry experience. He has been with Stone Securities since 2014 and previously worked at the Pennsylvania Department of Labor from 2003 to 2019. Outside of advising, he works part time as a driver transporting cars between dealerships. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach incorporating fundamental, technical, and charting analysis, including the CAN SLIM methodology, and offers discretionary authority across growth, balanced, and bond objectives.

Active portfolio management Options & derivatives strategies
user avatar

Cheryl C

Series 63, Series 65

Clarks Green, PA

Stone Securities Inc.

Cheryl Chin is a financial advisor at Stone Securities Inc. with 30 years of industry experience. She holds Series 63 and Series 65 licenses and has been associated with Leigh Baldwin & Co., L.L.C. since 1999. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach using fundamental, technical, and charting analysis, incorporating the CAN SLIM methodology for stock selection.

Active portfolio management Options & derivatives strategies
user avatar

Stephen M

Series 63, Series 65

Clarks Green, PA

Stone Securities Inc.

Stephen Moore is a financial advisor at Stone Securities Inc. with 45 years of industry experience. He has been with Stone Securities since 2004 and is also affiliated with Leigh Baldwin & Co., L.L.C. Moore holds Series 63 and Series 65 licenses. Outside of advising, he is a 25% owner of Rehab-Bookings.com, a nonprofit website that helps users find availability, which he manages part-time. Stone Securities provides discretionary asset management and investment advice to individuals, trusts, estates, and small corporations. The firm employs an active management approach incorporating fundamental, technical, and charting analysis with the CAN SLIM methodology, emphasizing disciplined profit-taking and loss cutting.

Active portfolio management Options & derivatives strategies
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