Stone Ridge Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$35,453,106
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
25
44% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
25
TypicalAverage account size
$1,418,124
About
Stone Ridge Advisors is a small independent investment adviser serving individuals, trusts, estates, corporations and pension/retirement plan sponsors. The firm offers portfolio management, integrated financial planning at no additional fee, and retirement plan consulting for plan sponsors and participants — a combination that includes pension clients, which is uncommon among solo independent advisers.
The firm constructs proprietary models using quantitative, fundamental, technical, and economic analysis to produce blended allocations of growth and risk‑mitigating asset classes and may incorporate alternative investments to target lower correlation. It emphasizes broad diversification, strategic asset allocation, a long‑term disciplined approach, and implements clients’ chosen risk balances—typically with discretionary trading authority and periodic or opportunistic rebalancing.
Operationally, the firm has adopted some atypical arrangements for a practice of its size, including management of held‑away accounts through the Pontera order‑management system and a recent addition of custody services at Betterment to facilitate Solo 401(k) accounts. Stone Ridge also notes that a majority of client assets are invested in Dimensional funds (which require advisor approval), and it manages roughly $36 million in discretionary assets for a small roster of clients, a scale that influences its centralized, hands‑on service model.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Wealth management
Retirement plans for business owners (SEP, solo 401k)
Business exit / sale strategy
Occupation focus
Founder/Business Owner
Retired
Fee options
$0 - $2,000,000: Minimum fee of $15,000 (annual fee) $2,000,001 - $5,000,000: 0.65% $5,000,001 - $10,000,000: 0.55% $10,000,001 - $20,000,000: 0.50% $20,000,001+: 0.40%
Account minimum: $1,000,000 Minimum fee: Minimum fee of $15,000 on the first $2 million of assets Fee-only: Asset-based fees, no commissions accepted; financial planning included at no additional fee except for complex cases
Main office location
Stone Ridge Advisors
Stone Ridge NY, United States
Number of offices
1
Most active in
Stone Ridge Advisors has reported serving >5 clients in these states in the last 12 months.
California · New York · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Quick links
LinkedIn
Facebook
Instagram
YouTube
Website
212-431-4676
Advisors at this firm
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