Stone Lake Wealth Management, LLC logo

Stone Lake Wealth Management, LLC

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Client assets under management

$63,500,000

Clients

30

100% high-net worth

Advisors

1

of 1 employees

Firm type

Independent

1 advisor

Clients per advisor

30

Typical

Average account size

$2,116,667

About

Stone Lake Wealth Management provides discretionary and non-discretionary investment management and financial planning to individuals (including high‑net‑worth clients), trusts, foundations, estates, businesses and retirement plans. In its most recent disclosure the firm reports approximately $43.6 million in discretionary assets under management and provides financial planning services covering roughly $94.5 million.

The firm follows a primarily long‑term investment approach built around a three‑step process — client interview, asset allocation and periodic review — and relies on both fundamental and quantitative analysis to construct portfolios of stocks, bonds, ETFs and mutual funds. The advisor may also transact shorter‑term to meet client needs and, where appropriate, uses options, futures, margin and active trading in concentrated portfolios rather than strictly passive or broadly diversified strategies.

Distinctive features include a principal with senior trading experience on Wall Street and an explicit willingness to incorporate leveraged and derivatives strategies alongside traditional allocations. The firm does not require a minimum account size, does not take custody of client assets beyond authorized fee deduction, and participates on an institutional custody platform that provides operational and reporting services.

Client services

Financial planning Portfolio management

Expertise

Options & derivatives strategies

Fee options

Fixed

Financial planning fixed engagement fees generally ranging from $5,000 to $20,000

Percentage

1.25% per year of assets under management

Project-based

Financial planning services at $500 per hour

Other

Fee-only: Financial planning services offered at $500/hour, fixed fees generally ranging from $5,000 to $20,000, or up to 1.25% of assets

Main office location

Stone Lake Wealth Management, LLC

Riverside CT, United States

Number of offices

1

Most active in

Connecticut · Texas · Virginia

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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