Stoecker Financial, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$5,349,263
Total clients
19
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
19
Average account size
$281,540
About
Stoecker Financial provides asset-allocation investment advisory and wealth management services to individuals, high‑net‑worth clients, trusts and business entities. Services described in the brochure include discretionary portfolio management using institutional‑class mutual funds, exchange‑traded funds and dimensional funds, as well as access to variable annuities and non‑traded REITs, plus separate financial and tax planning engagements.
The firm employs customized, formula‑driven asset allocation and uses institutional money managers and co‑advisor relationships to implement disciplined, rules‑based strategies. Its approach emphasizes structured or tactically active allocation with periodic rebalancing and discretionary authority to adjust portfolios to changing market conditions and client circumstances.
Noteworthy aspects that distinguish the practice from many peers are its affiliated insurance activities and use of insurance products, the publication of a client periodical/website under the On The Mark Money brand, and the offering of educational seminars and workshops. The brochure also reflects a small scale of operations—managing a few million dollars for a limited client roster—and documents such as recorded planning meetings and a separate financial & tax planning contract.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Author
Expertise
Retirement income strategy
General tax planning
Cash flow / budgeting
Wealth management
Passive / index investing
Fee options
Financial & Tax Planning Fee retainer between $2,000 and $20,000; ongoing monthly fee at 50% of original plan rate starting seventh month after contract execution
$0 - $250,000: 1.25% $250,000 - $1,000,000: 1.00% $1,000,000 - $2,000,000: 0.75% $2,000,000 - $5,000,000: 0.65% $5,000,000 - $7,500,000: 0.59% $7,500,000 - $10,000,000: 0.55% $10,000,000 - $15,000,000: 0.50% $15,000,000+: 0.45%
Account minimum: $100,000
Main office location
Stoecker Financial, Inc.
Grapevine TX, United States
Number of offices
1
Most active in
Stoecker Financial, Inc. has reported serving >5 clients in these states in the last 12 months.
Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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