Stockade Wealth Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$17,618,000
Clients
74
16% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
74
Very HighAverage account size
$238,081
About
Stockade Wealth Management is a single-advisor registered investment adviser that provides discretionary asset management, annuity management, comprehensive wealth management, and financial planning and consulting to individuals, high-net-worth clients, trusts and estates. The firm manages about $17.6 million across roughly 74 client relationships and typically charges percentage-of-AUM advisory fees while also offering fixed-fee wealth management and project-based or hourly planning options.
The firm operates with discretionary authority and may engage sub-advisors or participate in a mutual-fund program to implement model portfolios, with regular monitoring and quarterly account reviews and periodic client meetings. Investment decisions draw on a mix of methods — including modern portfolio theory, fundamental and technical analysis — and clients may impose written restrictions on investments or strategies.
A noteworthy characteristic is that the firm’s owner is a licensed insurance agent who spends approximately 15% of their time on insurance activities and may receive separate commissions; the firm also provides direct annuity-account management and addresses variable and fixed-index annuity risks in its disclosures. The brochure discloses these external insurance relationships and notes mitigation steps — including disclosures, procedural controls, and the firm’s fiduciary obligation — and clarifies that clients are not required to purchase insurance through the firm.
Client services
Financial planning
Portfolio management
Selection of other advisers
Expertise
Annuities
Wealth management
General retirement planning
General tax planning
Occupation focus
Founder/Business Owner
Executive
Fee options
Fixed fees for project-based and ongoing financial planning services between $1,500 and $15,000
$0 - $100,000: 2.00% $100,000.01 - $250,000: 1.50% $250,000.01 - $500,000: 1.00% $500,000.01 - $1,000,000: 0.75% $1,000,000.01 - $5,000,000: 0.50% $5,000,000.01 - $10,000,000: 0.40% $10,000,000.01+: Negotiable
Investment Advisor Representatives receive commissions from sales of investment-related products such as insurance
Consultation services offered at $375 per hour
Fee-only: Fixed fees between $1,500 and $15,000 for project-based and ongoing financial planning services; hourly consulting at $375/hour; wealth management services with annual fees between $7,500 and $30,500 depending on complexity
Main office location
Stockade Wealth Management
25 N. Main Street, 2 Nd Floor
Marlboro NJ 07746, United States
Number of offices
1
Most active in
Stockade Wealth Management has reported serving >5 clients in these states in the last 12 months.
Florida · New Jersey · New York
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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