Stock Plan Advisory Group LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,446,128
Clients
18
33% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$1,080,340
About
The firm provides discretionary asset management, ongoing financial planning, and consulting primarily to individual clients, including corporate executives. Services explicitly include comprehensive reviews of employer equity compensation and employer stock plans, retirement and Social Security analysis, and education on topics such as cash flow, insurance, and estate planning.
Investment strategies are tailored to each client’s goals, time horizon, and risk tolerance and draw on both fundamental and technical analysis. The firm uses planning tools such as Monte Carlo simulations, tax-aware distribution analysis, and regular portfolio monitoring with multiple client touchpoints each year to adjust savings rates, asset allocation, and rebalancing.
A feature that distinguishes the firm from most independent peers is its regular public seminars and workshops, offered at no charge, intended to educate participants about investments and the firm’s services. The practice also emphasizes specialty work around executive compensation — detailed modeling of stock options, SARs, RSUs, ESPPs, vesting schedules and expiration timelines — and coordinates with clients’ other advisers for tax and estate planning.
Client services
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Equity Recipients (RS/RSU, SOP, ESPP)
Retirement income strategy
General retirement planning
Social Security optimization
Cash flow / budgeting
Occupation focus
Executive
Fee options
$0 - $1,000,000: 1.25% annually $1,000,000 - $2,000,000: 1.00% annually $2,000,000 - $5,000,000: 0.80% annually $5,000,000 - $10,000,000: 0.70% annually $10,000,000+: 0.50% annually
Fee-only: Financial planning fixed fees range from $2,000 to $20,000
Main office location
Stock Plan Advisory Group LLC
500 North Washington Street, Suite 204
Alexandria VA 22314, United States
Number of offices
2
Most active in
Stock Plan Advisory Group LLC has reported serving >5 clients in these states in the last 12 months.
Virginia
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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