Stites Financial Consulting
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$105,200,000
Total clients
214
25% high-net worth
Total advisors
2
of 2 employees
Firm size
Supported
1-3 advisors or $200M+ in AUM
Average clients per advisor
107
Average account size
$491,589
About
Stites Financial Consulting is an SEC-registered advisory firm with two advisors managing about $105.2 million for roughly 214 clients, primarily individual and high‑net‑worth clients and some corporate accounts. The firm provides discretionary asset management and financial planning, and affiliated advisors also offer insurance products and tax-preparation and planning services through related businesses.
Portfolios are managed on a discretionary basis and tailored to each client’s stated goals, risk tolerance, liquidity needs, and time horizon; the firm uses a mix of analytical methods (including fundamental, technical, quantitative analysis, and modern portfolio theory) and implements both long‑ and short‑term strategies. Client accounts are custodied through an institutional custodian with regular reporting and at‑least‑annual reviews, and clients may impose written investment restrictions on their accounts.
Compared with peers, the firm’s business structure includes related tax and insurance practices that are uncommon for similarly sized supported firms: advisors act as licensed insurance agents (earning modest commission income) and a principal operates a tax preparation and planning business, while at least one adviser holds CFP and Enrolled Agent credentials. These affiliated activities and potential conflicts are disclosed in the brochure and addressed through written procedures and client disclosures; clients are not required to purchase affiliated insurance or tax services.
Client services
Fee options
0.90% annually on all assets under management
Investment Adviser Representatives receive external compensation (commissions) from sales of commission-based products such as life, health, disability, and long-term care insurance, representing approximately 1-5% of compensation for certain representatives.
Disclosures
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Main office location
Stites Financial Consulting
9516 Clay Station Road
Wilton CA 95693, United States
Number of offices
1
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