Stirling Investment Management
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
0
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Clients per advisor
0
Average account size
—
About
Stirling Investment Management is a newly formed, state-registered investment adviser that offers fee-based portfolio management to individuals, pension and profit‑sharing plans, trusts, estates, charitable organizations, and corporate clients. Like many investment managers, the firm charges asset‑based management fees for its services.
The firm describes a tactical allocation approach grounded in fundamental analysis and provides custom, non‑discretionary recommendations that require client approval before trading. It deploys a wide range of instruments — including exchange‑listed securities, mutual funds, fixed‑income, ETFs, options (including option writing and uncovered strategies), over‑the‑counter securities, and warrants — and may use cash positions or targeted stock selections to adjust sector weightings or harvest gains and losses.
Compared with peers, Stirling is notable for its recent formation and for disclosing the potential use of higher‑risk instruments (uncovered options, OTC securities, and warrants) within a small, bespoke practice that had no clients or assets under management at the brochure date. The brochure also highlights some operational practices that differ from many managers — the firm does not take custody except to deduct fees, will not vote client proxies, does not recommend broker‑dealers, and accepts client payments through nontraditional channels such as Venmo and PayPal.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
up to 1.5% per annum depending on type, complexity, and account size
Account minimum: $50,000 (may accept lower at discretion) Fee-only: Annual management fees payable quarterly in arrears, based on portfolio value; no commissions or performance fees.
Main office location
Stirling Investment Management
Coatesville PA, United States
Number of offices
1
Most active in
Stirling Investment Management has reported serving >5 clients in these states in the last 12 months.
Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")