S
Stewardship Financial Plainning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$56,000,000
Total clients
42
24% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
42
Average account size
$1,333,333
About
Stewardship Financial Planning is a fee-only independent advisory practice run by a single adviser that works with individuals, high-net-worth clients, trusts, and business entities to provide comprehensive financial planning, investment advice, and tax preparation. Services are delivered under an annual retainer arrangement and the firm is currently closed to new clients.
The firm’s investment approach combines fundamental and technical analysis with a long-term orientation and focuses on diversified portfolios built from no-load mutual funds and exchange-traded funds rather than individual stocks. Client accounts are overseen on a non‑discretionary basis with quarterly investment reviews typically conducted remotely via email and phone; the firm does not take custody of client assets or exercise trading discretion.
A distinctive aspect of the practice is that it reports oversight of roughly $56 million in client assets while operating without discretionary authority, which is an uncommon arrangement for a solo independent adviser. The firm also integrates CFP®-level financial planning with Enrolled Agent tax-preparation services and devotes a measurable portion of time to non‑securities advice such as tax and money‑management matters.
Client services
Financial planning
Portfolio management
Expertise
General retirement planning
Wealth management
Tax-loss harvesting
College savings (529s, UTMA, etc.)
Fee options
Fixed annual retainer fee billed quarterly, ranging from $2,000 minimum to a cap of $14,000
$0 - $1,000,000: 0.50% $1,000,001 - $2,000,000: 0.45% $2,000,001 - $3,000,000: 0.40% $3,000,001 - $4,000,000: 0.35% $4,000,001+: 0.30%
Financial planning estimated time charged at $250 per hour
Account minimum: No minimum account size; minimum annual fee of $2,000 applies Minimum fee: $2,000 minimum annual retainer fee Fee-only: Fee-only comprehensive financial planning and investment advice; no commissions accepted
Main office location
Stewardship Financial Plainning, LLC
Readfield ME, United States
Number of offices
1
Most active in
Stewardship Financial Plainning, LLC has reported serving >5 clients in these states in the last 12 months.
Maine
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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