Stantum, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$27,241,940
This total excludes 10 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Clients
16
63% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
16
LowAverage account size
$1,702,621
About
Stantum provides financial planning, portfolio management, securities valuation and advisory services to individuals (including high‑net‑worth clients), corporate and business entities, pension and profit‑sharing plans, trusts, and pooled investment vehicles. Services described in the brochure include portfolio construction for publicly traded securities, quantitative valuations and ratings, selection and vetting of other advisers (including private fund managers), and publication of periodicals and educational workshops.
The firm emphasizes quantitative methods and risk analysis in portfolio work, using tools such as mean‑variance optimization, Monte Carlo simulation, correlation and risk metrics, and hedging techniques (options, futures and swaps) for concentrated positions. It tailors advice to client objectives, timelines and tax situations and provides both discretionary management in some accounts and non‑discretionary advice in others.
Compared with most solo independent advisers, Stantum’s practice is notable for advising pooled vehicles and private funds, serving corporate and pension clients, offering securities ratings/pricing and bespoke valuation work, and producing periodicals and client workshops. The firm also reports that the bulk of regulatory assets are managed on a non‑discretionary basis and highlights deep quantitative expertise and advanced professional designations among its leadership.
Client services
Financial planning
Portfolio management
Selection of other advisers
Newsletters or periodicals
Educational seminars or workshops
Valuations
Expertise
Concentrated stock management
Options & derivatives strategies
Wealth management
Occupation focus
Founder/Business Owner
Technology Professional
Fee options
$2,500 for preparation of a financial plan
$0 - $1,000,000: 1.00% $1,000,000 - $5,000,000: 0.75% $5,000,000+: 0.50%
$150 to $300 per hour depending on service complexity; $150 standard rate; $200-$300 advanced financial planning; $300 institutions and large corporations
Main office location
Stantum, LLC
Los Altos CA, United States
Number of offices
1
Most active in
Stantum, LLC has reported serving >5 clients in these states in the last 12 months.
California · New York · Utah
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Advisors at this firm
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