Stack Asset Management

Stack Asset Management serves individual and high-net-worth clients, as well as families, trusts, estates and other business entities, providing customized discretionary investment management and advice on mutual funds, ETFs, equities, bonds, treasuries, options and publicly traded master limited partnerships. The firm works directly with clients to identify investment objectives, risk tolerance and financial circumstances and implements portfolios typically composed of stocks, ETFs and bonds.

The firm’s investment approach is long-term and asset-allocation driven, informed by macroeconomic analysis (money supply, interest rates, commodity prices) alongside fundamental company research, and it may retain legacy positions for portfolio fit or tax reasons. SAMI actively monitors accounts, reviews portfolios at least annually, and will transact in holdings held less than one year when needed to meet client objectives or address tax and allocation considerations.

Operationally, SAMI participates on Schwab’s institutional advisor platform and discloses receipt of economic benefits from Schwab—including initial technology, marketing and compliance support and potential additional support tied to client assets—which it identifies as a potential conflict of interest. The firm also states it does not participate in soft-dollar arrangements, does not accept third-party compensation for securities sales, is registered with the state of California, and generally expects a minimum account size while retaining discretion to accept smaller portfolios.