St. Therese Financial LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$825,727
This total excludes 1 entity clients. Entities are clients such as corporations, partnerships, or trusts.
Total clients
12
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
12
Average account size
$68,811
About
St. Therese Financial provides discretionary asset management and related financial planning to individuals, high-net-worth individuals, and nonprofit clients, charging advisory fees based on assets under management. In addition to these typical client types, the firm also accepts accounts for other investment advisers, an arrangement that is uncommon for independent advisors of this size.
Investment selection combines fundamental analysis, technical methods (including point-and-figure charting), and Modern Portfolio Theory, with portfolios managed under discretionary authority and subject to client-imposed written restrictions. The firm applies explicit moral screenings—designed to minimize exposure to securities linked to abortion, LGBTQ+ issues, pornography, and human-rights violations—and offers complementary planning services and quarterly account reviews that address allocation, rebalancing, and tax-loss harvesting opportunities.
Noteworthy aspects include the firm’s documented moral-screening policy, which can lead to investment choices driven by non-financial criteria, and its acceptance of other investment-adviser clients, a statistically rare client type for an independent single-advisor firm. The firm requires clients to custody assets with a broker-custodian and does not routinely vote client proxies, instead leaving voting to clients unless assistance is requested.
Client services
Financial planning
Portfolio management
Expertise
ESG / Sustainable investing
Cash flow / budgeting
Charitable giving & philanthropy
General retirement planning
Fee options
$0+: 0.75% annually for Passive Portfolio (Mutual Fund/ETF Portfolios) $0+: 1.50% annually for Active Portfolio (Stock Portfolios)
Main office location
St. Therese Financial LLC
Bettendorf IA, United States
Number of offices
1
Most active in
St. Therese Financial LLC has reported serving >5 clients in these states in the last 12 months.
Illinois · Iowa
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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