S
ST GOLIA Planning, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$0
Clients
18
100% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
18
LowAverage account size
$0
About
The firm serves primarily high‑net‑worth individuals and operates solely as a solicitor/referral agent to a UBS‑affiliated wealth management team under UBS’s AdviceLink program. It does not maintain custody of client assets, does not provide in‑house portfolio management for individuals, and does not accept discretionary investment authority.
When clients seek investment advisory services the firm refers them to the UBS team and clients receive investment management, brokerage, and fee disclosures directly from UBS. The firm does not recommend specific securities, does not review or provide reports on client accounts after referral, and does not charge hourly or fixed consulting fees.
Distinctive features relative to many independent advisers include the firm’s exclusive referral model rather than offering its own portfolio management or charging its own asset‑based advisory fees, and a client base composed entirely of high‑net‑worth individuals. The firm discloses a familial relationship between its sole representative and a principal of the UBS team, and notes the representative’s background in estate and tax law and prior CFP credentialing, information that may be relevant to clients assessing conflicts and professional experience.
Client services
Solicitation
Expertise
General estate planning guidance
Main office location
ST GOLIA Planning, LLC
Longboat Key FL, United States
Number of offices
1
Most active in
ST GOLIA Planning, LLC has reported serving >5 clients in these states in the last 12 months.
Florida · Massachusetts · New Hampshire · New Jersey · New York · Pennsylvania · South Carolina
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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