S
SR99Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$38,630
Total clients
4
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
4
Average account size
$9,658
About
SR99 Advisors primarily manages pooled investment vehicles and institutional assets rather than serving individual retail clients. Its ADV describes core investment management services for institutional and pooled clients and also lists pension consulting as part of its advisory offerings.
The firm’s investment work is influenced by in-house real estate expertise: the principal maintains an active California real estate broker license and operates a separate real estate brokerage, disclosed as an outside business activity. The brochure also discloses that certain consulting engagements may be billed on an hourly basis and that the firm may occasionally reduce or waive fees for community-service or pro-bono clients.
SR99 Advisors reports internal self-supervision and notes that the principal may serve on external boards or advisory committees in a fiduciary capacity, which can be relevant to institutional governance relationships. The combination of an active real estate brokerage, pension consulting services, and the use of hourly billing distinguishes the firm from many peers that focus solely on pooled-asset management.
Client services
Financial planning
Portfolio management
Pension consulting
Expertise
Real estate investing
Occupation focus
Founder/Business Owner
Main office location
SR99Advisors
Simi Valley CA, United States
Number of offices
1
Most active in
SR99Advisors has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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