S
SR Financial Services, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$82,049,000
Clients
56
34% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
56
HighAverage account size
$1,465,161
About
SR Financial Services works with individual clients and provides investment management, financial planning, tax return preparation and income tax consulting, along with insurance analyses and estate-planning guidance. About 90% of the firm’s business is investment management, and it manages roughly $82 million in discretionary client assets while providing quarterly performance reports.
The firm establishes short- and long-term goals and risk tolerance through a face-to-face questionnaire and builds individualized portfolios that primarily use mutual funds but may include individual equities, corporate, municipal and government bonds, and certificates of deposit. Research sources include Morningstar and ValueLine along with fund prospectuses and company filings; although the firm has discretionary authority, it typically informs clients before trades, reviews managed accounts monthly, and revisits objectives and risks on an ongoing basis.
A distinctive aspect of the firm is the integration of tax services with advisory work: the firm’s principal is a practicing CPA who continues to prepare client tax returns and provide tax consulting alongside investment and planning services, a combination that is uncommon among peers. The firm also recommends a specific custodian (generally Charles Schwab) but reports receiving no compensation from brokerages, and it generally does not aggregate trades, reflecting a practice-focused approach to execution and client communication.
Client services
Financial planning
Portfolio management
Tax return preparation
Expertise
Wealth management
General tax planning
Life insurance needs analysis
Disability insurance
General estate planning guidance
Fee options
Financial plan fee is 0.25% of client's net worth with a minimum of $1,000; $250 retainer billed up front
$0 - $100,000: 1.0% annually $100,001 - $1,000,000: 0.5% annually $1,000,001+: 0.25% annually
$150 per hour for financial planning or one-time portfolio reviews
Account minimum: $50,000 Minimum fee: $400 minimum annual fee for investment management
Main office location
SR Financial Services, Inc.
Seven Hills OH, United States
Number of offices
1
Most active in
SR Financial Services, Inc. has reported serving >5 clients in these states in the last 12 months.
Ohio · Pennsylvania
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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